Braulik, G.,Natoli, A.,Kiszka, J,Parra, G.,Plon, S.,Smith, B.D.
Tursiops aduncus Journal Article
In: IUCN Red List of Threatened Species, vol. Downloaded on 20 April 2020, no. 50, 2019.
Abstract | Links | BibTeX | Tags: conservation status, indo-Pacific bottlenose dolphin, IUCN, Red List, tursiops aduncus
@article{,
title = {Tursiops aduncus},
author = {Braulik, G.,Natoli, A.,Kiszka, J,Parra, G.,Plon, S.,Smith, B.D.},
url = {https://www.iucnredlist.org/species/41714/50381127},
doi = {https://dx.doi.org/10.2305/IUCN.UK.2019-3.RLTS.T41714A50381127.en},
year = {2019},
date = {2019-01-01},
journal = {IUCN Red List of Threatened Species},
volume = {Downloaded on 20 April 2020},
number = {50},
abstract = {Near-threatened: Justification: Indo-Pacific Bottlenose Dolphins generally occur in shallow coastal waters of the Indian Ocean,
Southeast Asia and Australia. They are among the more commonly studied cetaceans in the Indian
Ocean, especially in Shark Bay, Western Australia. However, information on distribution, population size,
and trends in abundance and mortality from much of the species’ range is still very limited. As they are
primarily coastal, Indo-Pacific Bottlenose Dolphins often co-occur with fisheries, and bycatch is a major
cause of concern for this species. Indo-Pacific Bottlenose Dolphins are also at risk from high levels of
noise and chemical pollution, industrial activity such as oil and gas development, and habitat reduction
caused by land reclamation and coastal development (Curry and Smith 1997, Wells and Scott 1999,
Reeves et al. 2003, Kiszka et al. 2008). Furthermore, survey data suggest that Indo-Pacific Bottlenose
Dolphins occur in relatively small populations or communities with limited geographic ranges, especially
where they reside close to islands (Krützen et al. 2004, Natoli et al. 2008, Fury et al. 2008, Särnblad et al.
2011, Kiszka et al. 2012, Gray et al. 2018), which can exacerbate the impact of human activities and
demographic stochasticity on this species. Estimates of abundance from populations for which
information on bycatch is also available indicate that human-caused mortality is frequently
unsustainable (Cockcroft et al. 1992, Shirakihara and Shirakihara 2012, Preen 2004). Based on the sum
of existing abundance estimates, the total population size for the species over its entire range is likely
well in excess of 40,000 individuals. Large parts of the range have never been surveyed (e.g. much of the
Arabian Sea, Arabian/Persian Gulf, Pakistan, India, Red Sea, Somalia, Yemen, Mozambique, Indonesia,
Philippines). The Indo-Pacific Bottlenose Dolphin was classified as Data Deficient in 2008. The species
distribution overlaps the range of several other coastal cetacean species that are red-listed as
Endangered (Irrawaddy Dolphin Orcaella brevirostris and Indian Ocean Humpback Dolphin Sousa
plumbea) or Vulnerable (Indo-Pacific Humpback Dolphin Sousa chinensis and Australian Humpback
Dolphin Sousa sahulensis, Australian Snubfin Dolphin Orcaella heinsohni and the Indo-Pacific Finless
Porpoise Neophocaena phocaenoides) and are subject to the same anthropogenic threats. However,
compared to these other species, the Indo-Pacific Bottlenose Dolphin is assumed to be under less
immediate threat because it has a wider geographic range and probably larger numbers, greater
behavioural plasticity and broader habitat preferences. Data are insufficient to present a robust case for
listing the Indo-Pacific Bottlenose Dolphin in a threatened category (CR, EN, or VU). However, its coastal
distribution, inferred local declines, and intensity of threats throughout its range lead to the conclusion
that Least Concern is not an appropriate category. The Red List Guidelines (version 11, 2014) state that
“the category Near Threatened is applied to taxa that do not qualify as threatened now, but may be
close to qualifying as threatened, and to taxa that do not currently meet the criteria for a threatened
category, but are likely to do so if ongoing conservation actions abate or cease.” Also, to qualify for Near
Threatened, the taxon “should be close to qualifying for the Vulnerable category; estimates of
population size or habitat should be close to the Vulnerable thresholds, especially when there is a high
degree of uncertainty, or possibly meet some of the subcriteria; and this may be combined with
biological susceptibility and threat.” Considering the above, the Indo-Pacific Bottlenose Dolphin is listed
as Near Threatened because: 1) it occurs in a relatively small and restricted near-shore range, 2) it is
highly vulnerable to entanglement in fishing gear and its range overlaps with intensive fisheries known
to entangle and kill dolphins, 3) its near-shore habitat is subject to increasing anthropogenic threats
resulting in habitat loss and degradation, and 4) it is experiencing mortality rates that are likely to be
causing population declines in several areas. The species therefore comes close to meeting criterion A4
for Vulnerable. Population size is inferred and suspected to have declined by close to 30% throughout
the range of the species, over three generations and in a time period encompassing the past, present
and future. The causes of the reduction (gillnet entanglement and coastal habitat degradation) have not
ceased. Generation length for Indo-Pacific Bottlenose Dolphins, according to Taylor et al. (2007), is 21.1
years, therefore three generations is 63.3 years. Thus, an annual decline of around 0.5% would result in
exceeding the 30% decline in 3 generations. Gillnet fisheries and coastal development are increasing
throughout the range of the species and bycatch is anticipated to remain stable or to increase in the
future without urgent and intensive efforts which are unlikely to be forthcoming. It is important to
emphasize that numerous isolated populations of this species would likely qualify as threatened
subpopulations, particularly those found around island groups in the Indian Ocean.},
keywords = {conservation status, indo-Pacific bottlenose dolphin, IUCN, Red List, tursiops aduncus},
pubstate = {published},
tppubtype = {article}
}
Southeast Asia and Australia. They are among the more commonly studied cetaceans in the Indian
Ocean, especially in Shark Bay, Western Australia. However, information on distribution, population size,
and trends in abundance and mortality from much of the species’ range is still very limited. As they are
primarily coastal, Indo-Pacific Bottlenose Dolphins often co-occur with fisheries, and bycatch is a major
cause of concern for this species. Indo-Pacific Bottlenose Dolphins are also at risk from high levels of
noise and chemical pollution, industrial activity such as oil and gas development, and habitat reduction
caused by land reclamation and coastal development (Curry and Smith 1997, Wells and Scott 1999,
Reeves et al. 2003, Kiszka et al. 2008). Furthermore, survey data suggest that Indo-Pacific Bottlenose
Dolphins occur in relatively small populations or communities with limited geographic ranges, especially
where they reside close to islands (Krützen et al. 2004, Natoli et al. 2008, Fury et al. 2008, Särnblad et al.
2011, Kiszka et al. 2012, Gray et al. 2018), which can exacerbate the impact of human activities and
demographic stochasticity on this species. Estimates of abundance from populations for which
information on bycatch is also available indicate that human-caused mortality is frequently
unsustainable (Cockcroft et al. 1992, Shirakihara and Shirakihara 2012, Preen 2004). Based on the sum
of existing abundance estimates, the total population size for the species over its entire range is likely
well in excess of 40,000 individuals. Large parts of the range have never been surveyed (e.g. much of the
Arabian Sea, Arabian/Persian Gulf, Pakistan, India, Red Sea, Somalia, Yemen, Mozambique, Indonesia,
Philippines). The Indo-Pacific Bottlenose Dolphin was classified as Data Deficient in 2008. The species
distribution overlaps the range of several other coastal cetacean species that are red-listed as
Endangered (Irrawaddy Dolphin Orcaella brevirostris and Indian Ocean Humpback Dolphin Sousa
plumbea) or Vulnerable (Indo-Pacific Humpback Dolphin Sousa chinensis and Australian Humpback
Dolphin Sousa sahulensis, Australian Snubfin Dolphin Orcaella heinsohni and the Indo-Pacific Finless
Porpoise Neophocaena phocaenoides) and are subject to the same anthropogenic threats. However,
compared to these other species, the Indo-Pacific Bottlenose Dolphin is assumed to be under less
immediate threat because it has a wider geographic range and probably larger numbers, greater
behavioural plasticity and broader habitat preferences. Data are insufficient to present a robust case for
listing the Indo-Pacific Bottlenose Dolphin in a threatened category (CR, EN, or VU). However, its coastal
distribution, inferred local declines, and intensity of threats throughout its range lead to the conclusion
that Least Concern is not an appropriate category. The Red List Guidelines (version 11, 2014) state that
“the category Near Threatened is applied to taxa that do not qualify as threatened now, but may be
close to qualifying as threatened, and to taxa that do not currently meet the criteria for a threatened
category, but are likely to do so if ongoing conservation actions abate or cease.” Also, to qualify for Near
Threatened, the taxon “should be close to qualifying for the Vulnerable category; estimates of
population size or habitat should be close to the Vulnerable thresholds, especially when there is a high
degree of uncertainty, or possibly meet some of the subcriteria; and this may be combined with
biological susceptibility and threat.” Considering the above, the Indo-Pacific Bottlenose Dolphin is listed
as Near Threatened because: 1) it occurs in a relatively small and restricted near-shore range, 2) it is
highly vulnerable to entanglement in fishing gear and its range overlaps with intensive fisheries known
to entangle and kill dolphins, 3) its near-shore habitat is subject to increasing anthropogenic threats
resulting in habitat loss and degradation, and 4) it is experiencing mortality rates that are likely to be
causing population declines in several areas. The species therefore comes close to meeting criterion A4
for Vulnerable. Population size is inferred and suspected to have declined by close to 30% throughout
the range of the species, over three generations and in a time period encompassing the past, present
and future. The causes of the reduction (gillnet entanglement and coastal habitat degradation) have not
ceased. Generation length for Indo-Pacific Bottlenose Dolphins, according to Taylor et al. (2007), is 21.1
years, therefore three generations is 63.3 years. Thus, an annual decline of around 0.5% would result in
exceeding the 30% decline in 3 generations. Gillnet fisheries and coastal development are increasing
throughout the range of the species and bycatch is anticipated to remain stable or to increase in the
future without urgent and intensive efforts which are unlikely to be forthcoming. It is important to
emphasize that numerous isolated populations of this species would likely qualify as threatened
subpopulations, particularly those found around island groups in the Indian Ocean.
Soultan, Alaaeldin,Wikelski, Martin,Safi, Kamran
Risk of biodiversity collapse under climate change in the Afro-Arabian region Journal Article
In: Scientific Reports, vol. 9, no. 236, pp. 955, 2019, ISBN: 2045-2322.
Abstract | Links | BibTeX | Tags: Arabia, Arabian Gulf, Arabian Sea, biodiversity, Climate change, conservation status, extinction, IUCN Red List, Threat assessment
@article{,
title = {Risk of biodiversity collapse under climate change in the Afro-Arabian region},
author = {Soultan, Alaaeldin,Wikelski, Martin,Safi, Kamran},
url = {https://doi.org/10.1038/s41598-018-37851-6},
issn = {2045-2322},
year = {2019},
date = {2019-01-01},
journal = {Scientific Reports},
volume = {9},
number = {236},
pages = {955},
abstract = {For 107 endemic mammal species in the Afro-Arabian region, Sahara-Sahel and Arabian Desert, we used ensemble species distribution models to: (1) identify the hotspot areas for conservation, (2) assess the potential impact of the projected climate change on the distribution of the focal species, and (3) assign IUCN threat categories for the focal species according to the predicted changes in their potential distribution range. We identified two main hotspot areas for endemic mammals: the Sinai and its surrounding coastal area in the East, and the Mediterranean Coast around Morocco in the West. Alarmingly, our results indicate that about 17% of the endemic mammals in the Afro-Arabian region under the current climate change scenarios could go extinct before 2050. Overall, a substantial number of the endemic species will change from the IUCN threat category “Least Concern” to “Critically Endangered” or “Extinct” in the coming decades. Accordingly, we call for implementing an urgent proactive conservation action for these endemic species, particularly those that face a high risk of extinction in the next few years. The results of our study provide conservation managers and practitioners with the required information for implementing an effective conservation plan to protect the biodiversity of the Afro-Arabian region.},
keywords = {Arabia, Arabian Gulf, Arabian Sea, biodiversity, Climate change, conservation status, extinction, IUCN Red List, Threat assessment},
pubstate = {published},
tppubtype = {article}
}
Braulik, G.,Findlay, K,Cerchio, S,Baldwin, R,Perrin, W.
Sousa plumbea Book
e.T82031633A82031644. Downloaded on 10 December 2017., 2017.
Abstract | BibTeX | Tags: Arabian Sea, Bycatch, conservation status, humpback dolphin, Indian Ocean, Indo-Pacific humpback dolphin, Sousa plumbea, Threat assessment
@book{,
title = {Sousa plumbea},
author = {Braulik, G.,Findlay, K,Cerchio, S,Baldwin, R,Perrin, W.},
year = {2017},
date = {2017-01-01},
journal = {The IUCN Red List of Threatened Species},
number = {49},
publisher = {e.T82031633A82031644. Downloaded on 10 December 2017.},
abstract = {Endangered: Justification:
In the places where studies have occurred, Indian Ocean Humpback Dolphin subpopulations were found to be small: always fewer than 500 and generally fewer than 100 individuals in discrete, or semi-isolated areas. Humpback dolphins have one of the most specific habitat preferences and restricted distributions of any marine megafauna, and both of these characteristics are well known to reduce the resilience of species to environmental change and anthropogenic threats and to increase their extinction risk (Davidson et al. 2011, Dulvy et al. 2014, Purvis et al. 2000). Indian Ocean Humpback Dolphins are concentrated in coastal waters within 2 km of shore and they are often sighted only a few hundred meters from land. This distribution places them in exactly the same location as the majority of small-scale fishing effort prevalent throughout their range in the same nearshore habitat. As a result, humpback dolphins encounter large numbers of coastal gillnets and are at high risk of entanglement. High and clearly unsustainable mortality rates have been reported from several areas and frequent encounters with fishing gear can be inferred from the high degree of scarring and injury—for example, 41% of individuals in Pemba, Tanzania bore gear-related scars (Braulik unpub. data). Although information on population size, threats and mortality is available only for portions of the species range, there are strong reasons to suspect and infer that the threats will be similar or possibly even more intense elsewhere.
The deaths of only 4.2 individuals per year from a population of 100 would result in a 50% decline (Moore 2015). The available evidence on the studied subpopulations in South Africa and all indications from elsewhere in the range suggest that mortality rates are consistently at or above the rate that would result in a 50% decline in 75 years (three generations). The species’ preferred habitat and small populations overlap in both space and time with several ubiquitous and pervasive threats that are increasing in severity, leaving no refuges for these dolphins. The threats are serious enough in a large enough proportion of the total species range that a range-wide decline of at least 50% over three generations spanning both the past and the future (about 75 years, from 1960 (the start of intensive mono-filament gillnetting in this region) to 2035) is suspected and inferred and the causes of the decline (bycatch and hunting [both considered here to constitute ‘exploitation’], decline in habitat quality and possibly pollution) have not ceased. Therefore, the Indian Ocean Humpback Dolphin qualifies for Endangered A4cd.
The factor primarily responsible for the decline is incidental mortality in small-scale coastal fisheries, but the loss, degradation and pollution of habitat in numerous coastal areas is a contributing and increasing factor. The threats have not been mitigated anywhere in the species’ range, even though threat levels are increasing virtually everywhere. All evidence suggests that threats and declines will continue and are likely to increase in the future and worldwide there are almost no examples where cetacean bycatch in small-scale artisanal fisheries has been successfully addressed. Alternative methods for small-scale fisheries to replace gillnets are not generally available. Therefore, the species also qualifies for Endangered 3cd as a decline of over 50% can be projected to occur over the next three generations (75 years from 2016 to 2091). It also qualifies for Endangered A2cd as a decline of over 50% is suspected over the last 75 years beginning with the expansion of the use of gillnets in global marine fisheries from around the end of the Second World War up to the present day.},
keywords = {Arabian Sea, Bycatch, conservation status, humpback dolphin, Indian Ocean, Indo-Pacific humpback dolphin, Sousa plumbea, Threat assessment},
pubstate = {published},
tppubtype = {book}
}
In the places where studies have occurred, Indian Ocean Humpback Dolphin subpopulations were found to be small: always fewer than 500 and generally fewer than 100 individuals in discrete, or semi-isolated areas. Humpback dolphins have one of the most specific habitat preferences and restricted distributions of any marine megafauna, and both of these characteristics are well known to reduce the resilience of species to environmental change and anthropogenic threats and to increase their extinction risk (Davidson et al. 2011, Dulvy et al. 2014, Purvis et al. 2000). Indian Ocean Humpback Dolphins are concentrated in coastal waters within 2 km of shore and they are often sighted only a few hundred meters from land. This distribution places them in exactly the same location as the majority of small-scale fishing effort prevalent throughout their range in the same nearshore habitat. As a result, humpback dolphins encounter large numbers of coastal gillnets and are at high risk of entanglement. High and clearly unsustainable mortality rates have been reported from several areas and frequent encounters with fishing gear can be inferred from the high degree of scarring and injury—for example, 41% of individuals in Pemba, Tanzania bore gear-related scars (Braulik unpub. data). Although information on population size, threats and mortality is available only for portions of the species range, there are strong reasons to suspect and infer that the threats will be similar or possibly even more intense elsewhere.
The deaths of only 4.2 individuals per year from a population of 100 would result in a 50% decline (Moore 2015). The available evidence on the studied subpopulations in South Africa and all indications from elsewhere in the range suggest that mortality rates are consistently at or above the rate that would result in a 50% decline in 75 years (three generations). The species’ preferred habitat and small populations overlap in both space and time with several ubiquitous and pervasive threats that are increasing in severity, leaving no refuges for these dolphins. The threats are serious enough in a large enough proportion of the total species range that a range-wide decline of at least 50% over three generations spanning both the past and the future (about 75 years, from 1960 (the start of intensive mono-filament gillnetting in this region) to 2035) is suspected and inferred and the causes of the decline (bycatch and hunting [both considered here to constitute ‘exploitation’], decline in habitat quality and possibly pollution) have not ceased. Therefore, the Indian Ocean Humpback Dolphin qualifies for Endangered A4cd.
The factor primarily responsible for the decline is incidental mortality in small-scale coastal fisheries, but the loss, degradation and pollution of habitat in numerous coastal areas is a contributing and increasing factor. The threats have not been mitigated anywhere in the species’ range, even though threat levels are increasing virtually everywhere. All evidence suggests that threats and declines will continue and are likely to increase in the future and worldwide there are almost no examples where cetacean bycatch in small-scale artisanal fisheries has been successfully addressed. Alternative methods for small-scale fisheries to replace gillnets are not generally available. Therefore, the species also qualifies for Endangered 3cd as a decline of over 50% can be projected to occur over the next three generations (75 years from 2016 to 2091). It also qualifies for Endangered A2cd as a decline of over 50% is suspected over the last 75 years beginning with the expansion of the use of gillnets in global marine fisheries from around the end of the Second World War up to the present day.
Jefferson, T.,Smith, B.D.,Braulik, G.,Perrin, W.
Sousa chinensis Book
e.T82031633A82031644. Downloaded on 10 December 2017., 2017.
Abstract | BibTeX | Tags: Arabian Sea, Bycatch, conservation status, humpback dolphin, Indian Ocean, Indo-Pacific humpback dolphin, Sousa plumbea, Threat assessment
@book{,
title = {Sousa chinensis},
author = {Jefferson, T.,Smith, B.D.,Braulik, G.,Perrin, W.},
year = {2017},
date = {2017-01-01},
journal = {The IUCN Red List of Threatened Species},
number = {126},
publisher = {e.T82031633A82031644. Downloaded on 10 December 2017.},
abstract = {Vulnerable: Justification:
The only available population trend estimate for S. chinensis is an estimated 2.46% annual decline in the size of the subpopulation in HK/PRE (Huang et al. 2012), where there are a number of marine parks and reserves in place for dolphin protection, and where the Hong Kong authorities have put more effort into impact assessment and management than in any other part of the species’ range (see Jefferson et al. 2009). The situation elsewhere appears to be more dire, with fisheries bycatch being a nearly-universal threat. Population reductions of at least 3.7% per annum (see below for information that human-caused mortality rates of 3.7% would lead to a 30% decline in abundance over three generations) can therefore be inferred over most of the species’ range, due to known incidental mortality from intensive fishing effort using entangling gears, and ongoing habitat loss and degradation due to coastal development. Vessel collisions and environmental contamination appear to be factors as well, in at least some parts of the range. The above inference is supported in several areas by direct and/or indirect evidence, including documentation of bycatch, the intensive use of gillnets and other fishing gears known to entangle small cetaceans, interviews with fishermen who use entangling gears, and the abandonment of areas of previous occupancy (see Xu et al. 2015).
The Indo-Pacific Humpback Dolphin therefore qualifies for Vulnerable A3cd+4cd, based on an inferred population size reduction, where subcriterion c is interpreted as quality of habitat, and subcriterion d (actual or potential levels of exploitation) includes fisheries bycatch. We can infer a population reduction of greater than or equal to 30% over three generations (75 years), from approximately 1960 in the past to 2035 in the future. This takes into account that the main causes of the suspected/inferred decline in population size, bycatch and habitat destruction/degradation, have not ceased and are not well understood throughout most of the species’ range. Other than in Hong Kong (and to a lesser extent Taiwan), there have been virtually no conservation actions taken to address these threats, and available evidence suggests that they will continue and may even escalate in the future. The assessment of S. chinensis as Vulnerable based on criterion A3cd+4cd applies, regardless of whether or not the Bangladesh/eastern India animals are included, because it is based on population trends, rather than absolute numbers or a declining range.},
keywords = {Arabian Sea, Bycatch, conservation status, humpback dolphin, Indian Ocean, Indo-Pacific humpback dolphin, Sousa plumbea, Threat assessment},
pubstate = {published},
tppubtype = {book}
}
The only available population trend estimate for S. chinensis is an estimated 2.46% annual decline in the size of the subpopulation in HK/PRE (Huang et al. 2012), where there are a number of marine parks and reserves in place for dolphin protection, and where the Hong Kong authorities have put more effort into impact assessment and management than in any other part of the species’ range (see Jefferson et al. 2009). The situation elsewhere appears to be more dire, with fisheries bycatch being a nearly-universal threat. Population reductions of at least 3.7% per annum (see below for information that human-caused mortality rates of 3.7% would lead to a 30% decline in abundance over three generations) can therefore be inferred over most of the species’ range, due to known incidental mortality from intensive fishing effort using entangling gears, and ongoing habitat loss and degradation due to coastal development. Vessel collisions and environmental contamination appear to be factors as well, in at least some parts of the range. The above inference is supported in several areas by direct and/or indirect evidence, including documentation of bycatch, the intensive use of gillnets and other fishing gears known to entangle small cetaceans, interviews with fishermen who use entangling gears, and the abandonment of areas of previous occupancy (see Xu et al. 2015).
The Indo-Pacific Humpback Dolphin therefore qualifies for Vulnerable A3cd+4cd, based on an inferred population size reduction, where subcriterion c is interpreted as quality of habitat, and subcriterion d (actual or potential levels of exploitation) includes fisheries bycatch. We can infer a population reduction of greater than or equal to 30% over three generations (75 years), from approximately 1960 in the past to 2035 in the future. This takes into account that the main causes of the suspected/inferred decline in population size, bycatch and habitat destruction/degradation, have not ceased and are not well understood throughout most of the species’ range. Other than in Hong Kong (and to a lesser extent Taiwan), there have been virtually no conservation actions taken to address these threats, and available evidence suggests that they will continue and may even escalate in the future. The assessment of S. chinensis as Vulnerable based on criterion A3cd+4cd applies, regardless of whether or not the Bangladesh/eastern India animals are included, because it is based on population trends, rather than absolute numbers or a declining range.
NOAA
Endangered and Threatened Species; Identification of 14 Distinct Population Segments of the Humpback Whale (Megaptera novaeangliae) and Revision of Species-wide Listing
2016.
Abstract | BibTeX | Tags: Arabian Sea, breeding grounds, conservation status, feeding grounds, Humpback Whale, marine mammal, megaptera novaeangliae, population status, USA
@{,
title = {Endangered and Threatened Species; Identification of 14 Distinct Population Segments of the Humpback Whale (Megaptera novaeangliae) and Revision of Species-wide Listing},
author = {NOAA},
issn = {Docket No. 130708594-6598-03},
year = {2016},
date = {2016-01-01},
number = {183},
pages = {247},
publisher = {Department of Commerce},
abstract = {We, NMFS, issue a final determination to revise the listing status of the
humpback whale (Megaptera novaeangliae) under the Endangered Species Act (ESA).
We divide the globally listed endangered species into 14 distinct population segments
(DPS), remove the current species-level listing, and in its place list four DPSs as
endangered and one DPS as threatened. Based on their current statuses, the remaining
nine DPSs do not warrant listing. At this time, we find that critical habitat is not
determinable for the three listed DPSs that occur in U.S. waters (Western North Pacific,
Mexico, Central America); we will consider designating critical habitat for these three
DPSs in a separate rulemaking. },
keywords = {Arabian Sea, breeding grounds, conservation status, feeding grounds, Humpback Whale, marine mammal, megaptera novaeangliae, population status, USA},
pubstate = {published},
tppubtype = {}
}
humpback whale (Megaptera novaeangliae) under the Endangered Species Act (ESA).
We divide the globally listed endangered species into 14 distinct population segments
(DPS), remove the current species-level listing, and in its place list four DPSs as
endangered and one DPS as threatened. Based on their current statuses, the remaining
nine DPSs do not warrant listing. At this time, we find that critical habitat is not
determinable for the three listed DPSs that occur in U.S. waters (Western North Pacific,
Mexico, Central America); we will consider designating critical habitat for these three
DPSs in a separate rulemaking.
Bettridge, S,Baker, CS,Barlow, J,Clapham, PJ,Ford, M,Gouveia, D,Mattila, DK,Pace III, RM,Rosel, PE,Silber, GK
Status review of the humpback whale (Megaptera novaeangliae) under the Endangered Species Act. US Dep. Commer Journal Article
In: NOAA Technical Memorandum NMFS-SWFSC, vol. 540, no. 45, pp. 263, 2015.
Abstract | Links | BibTeX | Tags: conservation status, Endangered species, Humpback Whale, megaptera novaeangliae, population status, USA
@article{,
title = {Status review of the humpback whale (Megaptera novaeangliae) under the Endangered Species Act. US Dep. Commer},
author = {Bettridge, S,Baker, CS,Barlow, J,Clapham, PJ,Ford, M,Gouveia, D,Mattila, DK,Pace III, RM,Rosel, PE,Silber, GK},
url = {https://repository.library.noaa.gov/view/noaa/4883},
year = {2015},
date = {2015-01-01},
journal = {NOAA Technical Memorandum NMFS-SWFSC},
volume = {540},
number = {45},
pages = {263},
abstract = {Humpback whales (Megaptera novaeangliae) were listed as endangered in 1970 under the
Endangered Species Conservation Act of 1969, the precursor to the Endangered Species Act
(ESA). When the ESA was enacted in 1973, humpback whales were included in the List of
Endangered and Threatened Wildlife and Plants (the List) as endangered and were considered as
“depleted” under the Marine Mammal Protection Act (MMPA).
In May 2010, the National Marine Fisheries Service (NMFS) convened the Humpback Whale
Biological Review Team (BRT) to conduct a comprehensive review of the status of humpback
whales as the basis for considering revisions to this species’ listing status. The ESA, as amended
in 1978, defines a species to be “any subspecies of fish or wildlife or plants, and any distinct
population segment of any species of vertebrate fish or wildlife which interbreeds when mature”
(Section 3(16)). Guidance on what constitutes a “distinct population segment” (DPS) is provided
by the joint NMFS-Fish and Wildlife Service (FWS) interagency policy on vertebrate
populations (61 FR 4722, 7 February 1996). To be considered a DPS, a population, or group of
populations, must be “discrete” from the remainder of the taxon to which it belongs; and
“significant” to the taxon to which it belongs. Information on distribution, ecological situation,
genetics, and other factors is used to evaluate a population’s discreteness and significance.
Conducting an ESA status review therefore involves two key tasks: identifying the taxonomic
units (species, subspecies or DPS) to be evaluated, and assessing the risk of extinction for each
of these units.
Identification of Distinct Population Segments
Humpback whales are found in all oceans of the world with a broad geographical range from
tropical to temperate waters in the Northern Hemisphere and from tropical to near-ice-edge
waters in the Southern Hemisphere. Nearly all populations undertake seasonal migrations
between their tropical and sub-tropical winter calving and breeding grounds1 and high-latitude
summer feeding grounds.
Humpback whales are currently considered to be a monotypic species, but whales from the
Northern and Southern Hemispheres differ from each other substantially in a number of traits,
including coloration, timing of reproduction and migratory behavior, diet, and molecular genetic
characteristics. Within the Northern Hemisphere, populations from the Atlantic and Pacific also
differ markedly in molecular genetic traits and coloration patterns, with no evidence of exchange
of individuals between these ocean basins. In the Northern Indian Ocean, a population
inhabiting the Arabian Sea is also markedly divergent in molecular and behavioral characteristics
from all other populations globally. Whales from these four areas (North Pacific, North Atlantic,
Southern Hemisphere, and Arabian Sea) were so divergent that the BRT considered the
possibility that they might reasonably be considered different sub-species, and enlisted the aid of
the Committee on Taxonomy of the Society for Marine Mammalogy to help address this
question. The committee concluded that if a taxonomic revision of humpback whales were to be
undertaken, it is likely that the North Atlantic, North Pacific and Southern Hemisphere groups
In this document, the term “breeding ground” refers to areas in tropical or subtropical waters where humpback
whales migrate in winter to mate and give birth to calves.
would be recognized as sub-species. The BRT therefore largely focused on the question of
whether any DPS could be identified within each of these major ocean basins, although we also
evaluated whether any DPS so identified would also be discrete and significant if evaluated with
reference to the entire global species.
Population structure in humpback whales has been previously evaluated both for breeding areas
and feeding areas. In applying the discreteness and significance criteria, the BRT focused on
breeding populations as the units that could be identified as DPSs, consistent with the language
in the ESA that species (including DPS) “interbreed when mature.” Information on where a
breeding population feeds, however, was considered in evaluating both the significance and
discreteness of that population.
The BRT evaluated genetic data, tagging and photographic-ID data, demographic information,
geographic barriers, and stranding data, and determined that there are at least 15 DPS of
humpback whales. Significant differences in patterns of genetic variation and information on the
rates of exchange of individuals among breeding areas were particularly important for evaluating
population discreteness, and patterns of geographic occurrence, differences in ecology among
feeding and in some cases breeding areas, and degree of genetic differentiation were most
important for determining significance.
Based on this information, the BRT identified the following humpback whale distinct population
segments, named after their primary breeding locations (Figure 1):
1. West Indies
2. Cape Verde Islands/Northwest Africa
3. Hawaii
4. Central America
5. Mexico
6. Okinawa/Philippines
7. Second West Pacific (exact location unknown)
8. West Australia
9. East Australia
10. Oceania
11. Southeastern Pacific
12. Brazil
13. Gabon/Southwest Africa
14. Southeast Africa/ Madagascar
15. Arabian Sea},
keywords = {conservation status, Endangered species, Humpback Whale, megaptera novaeangliae, population status, USA},
pubstate = {published},
tppubtype = {article}
}
Endangered Species Conservation Act of 1969, the precursor to the Endangered Species Act
(ESA). When the ESA was enacted in 1973, humpback whales were included in the List of
Endangered and Threatened Wildlife and Plants (the List) as endangered and were considered as
“depleted” under the Marine Mammal Protection Act (MMPA).
In May 2010, the National Marine Fisheries Service (NMFS) convened the Humpback Whale
Biological Review Team (BRT) to conduct a comprehensive review of the status of humpback
whales as the basis for considering revisions to this species’ listing status. The ESA, as amended
in 1978, defines a species to be “any subspecies of fish or wildlife or plants, and any distinct
population segment of any species of vertebrate fish or wildlife which interbreeds when mature”
(Section 3(16)). Guidance on what constitutes a “distinct population segment” (DPS) is provided
by the joint NMFS-Fish and Wildlife Service (FWS) interagency policy on vertebrate
populations (61 FR 4722, 7 February 1996). To be considered a DPS, a population, or group of
populations, must be “discrete” from the remainder of the taxon to which it belongs; and
“significant” to the taxon to which it belongs. Information on distribution, ecological situation,
genetics, and other factors is used to evaluate a population’s discreteness and significance.
Conducting an ESA status review therefore involves two key tasks: identifying the taxonomic
units (species, subspecies or DPS) to be evaluated, and assessing the risk of extinction for each
of these units.
Identification of Distinct Population Segments
Humpback whales are found in all oceans of the world with a broad geographical range from
tropical to temperate waters in the Northern Hemisphere and from tropical to near-ice-edge
waters in the Southern Hemisphere. Nearly all populations undertake seasonal migrations
between their tropical and sub-tropical winter calving and breeding grounds1 and high-latitude
summer feeding grounds.
Humpback whales are currently considered to be a monotypic species, but whales from the
Northern and Southern Hemispheres differ from each other substantially in a number of traits,
including coloration, timing of reproduction and migratory behavior, diet, and molecular genetic
characteristics. Within the Northern Hemisphere, populations from the Atlantic and Pacific also
differ markedly in molecular genetic traits and coloration patterns, with no evidence of exchange
of individuals between these ocean basins. In the Northern Indian Ocean, a population
inhabiting the Arabian Sea is also markedly divergent in molecular and behavioral characteristics
from all other populations globally. Whales from these four areas (North Pacific, North Atlantic,
Southern Hemisphere, and Arabian Sea) were so divergent that the BRT considered the
possibility that they might reasonably be considered different sub-species, and enlisted the aid of
the Committee on Taxonomy of the Society for Marine Mammalogy to help address this
question. The committee concluded that if a taxonomic revision of humpback whales were to be
undertaken, it is likely that the North Atlantic, North Pacific and Southern Hemisphere groups
In this document, the term “breeding ground” refers to areas in tropical or subtropical waters where humpback
whales migrate in winter to mate and give birth to calves.
would be recognized as sub-species. The BRT therefore largely focused on the question of
whether any DPS could be identified within each of these major ocean basins, although we also
evaluated whether any DPS so identified would also be discrete and significant if evaluated with
reference to the entire global species.
Population structure in humpback whales has been previously evaluated both for breeding areas
and feeding areas. In applying the discreteness and significance criteria, the BRT focused on
breeding populations as the units that could be identified as DPSs, consistent with the language
in the ESA that species (including DPS) “interbreed when mature.” Information on where a
breeding population feeds, however, was considered in evaluating both the significance and
discreteness of that population.
The BRT evaluated genetic data, tagging and photographic-ID data, demographic information,
geographic barriers, and stranding data, and determined that there are at least 15 DPS of
humpback whales. Significant differences in patterns of genetic variation and information on the
rates of exchange of individuals among breeding areas were particularly important for evaluating
population discreteness, and patterns of geographic occurrence, differences in ecology among
feeding and in some cases breeding areas, and degree of genetic differentiation were most
important for determining significance.
Based on this information, the BRT identified the following humpback whale distinct population
segments, named after their primary breeding locations (Figure 1):
1. West Indies
2. Cape Verde Islands/Northwest Africa
3. Hawaii
4. Central America
5. Mexico
6. Okinawa/Philippines
7. Second West Pacific (exact location unknown)
8. West Australia
9. East Australia
10. Oceania
11. Southeastern Pacific
12. Brazil
13. Gabon/Southwest Africa
14. Southeast Africa/ Madagascar
15. Arabian Sea